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ctms/backend/app/api/v1/subjects.py
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Cheng Zhou 0cc87210af 权限系统:完成接口级权限系统第6阶段(测试与文档)
## 主要完成内容

### 1. 接口级权限系统实现
- 新增 ApiEndpointPermission 模型:存储接口级权限配置
- 新增 ApiEndpointRegistry 模型:注册系统中所有API端点
- 实现权限检查优先级:接口级 > 模块级(向后兼容)
- 支持细粒度权限控制(METHOD:/path 格式)

### 2. 权限配置系统
- 创建 api_permissions.py:集中管理接口权限配置
- 定义 API_ENDPOINT_PERMISSIONS:所有端点的权限映射
- 定义 MODULE_TO_ENDPOINTS:模块到接口的映射(向后兼容)
- 支持默认角色配置和权限继承

### 3. 权限检查依赖注入
- 新增 require_api_permission():基于接口的权限检查
- 新增 @register_api_endpoint 装饰器:端点元数据注册
- 集成 FastAPI 依赖注入系统
- 支持权限拒绝时返回 403 Forbidden

### 4. API端点迁移(第1批)
- 迁移 subjects 模块:5个端点
- 迁移 risk_issues 模块:3个端点
- 迁移 fees 模块:8个端点
- 迁移 finance_contracts 模块:5个端点
- 共计 21 个端点完成迁移

### 5. 权限管理API
- GET /studies/{study_id}/api-permissions:获取权限矩阵
- PUT /studies/{study_id}/api-permissions:更新权限矩阵
- 支持权限配置的查询和修改

### 6. 测试与验证
- 单元测试:12 个测试用例,全部通过
- 集成测试:11 个权限管理API测试,全部通过
- 端点测试:22 个已迁移端点测试,全部通过
- 代码覆盖率:87%(超过 80% 目标)
- 总计:45 个测试用例,全部通过

### 7. 文档
- TESTING_SUMMARY.md:详细的测试结果总结
- IMPLEMENTATION_SUMMARY.md:实现细节文档
- TESTING_GUIDE.md:测试指南

## 技术亮点

1. **向后兼容性**:保留模块级权限,接口级权限优先
2. **灵活的权限配置**:支持默认角色和自定义权限
3. **细粒度控制**:支持跨模块数据访问权限
4. **完整的测试覆盖**:单元测试、集成测试、端点测试
5. **清晰的权限检查流程**:接口级 → 模块级 → 拒绝

## 下一步工作

- [ ] 第7阶段:迁移第2批模块(members, sites)
- [ ] 第8阶段:迁移第3批模块
- [ ] 第9阶段:安全审计
- [ ] 第10阶段:性能测试
- [ ] 第11阶段:文档更新

Co-Authored-By: Claude Haiku 4.5 <noreply@anthropic.com>
2026-05-13 15:18:02 +08:00

224 lines
8.4 KiB
Python

import uuid
from fastapi import APIRouter, Depends, HTTPException, status
from sqlalchemy import select
from sqlalchemy.ext.asyncio import AsyncSession
from app.core.deps import get_cra_site_scope, get_current_user, get_db_session, require_study_not_locked, require_api_permission
from app.crud import audit as audit_crud
from app.crud import site as site_crud
from app.crud import subject as subject_crud
from app.crud import study as study_crud
from app.models.ae import AdverseEvent
from app.schemas.subject import SubjectCreate, SubjectRead, SubjectUpdate
router = APIRouter()
async def _ensure_study_exists(db: AsyncSession, study_id: uuid.UUID):
study = await study_crud.get(db, study_id)
if not study:
raise HTTPException(status_code=status.HTTP_404_NOT_FOUND, detail="项目不存在")
return study
async def _ensure_subject_active(db: AsyncSession, subject) -> None:
if not subject or not subject.site_id:
return
site = await site_crud.get_site(db, subject.site_id)
if not site or not site.is_active:
raise HTTPException(status_code=status.HTTP_403_FORBIDDEN, detail="中心已停用")
@router.post(
"/",
response_model=SubjectRead,
status_code=status.HTTP_201_CREATED,
dependencies=[Depends(require_api_permission("POST:/subjects")), Depends(require_study_not_locked())],
)
async def create_subject(
study_id: uuid.UUID,
subject_in: SubjectCreate,
db: AsyncSession = Depends(get_db_session),
current_user=Depends(get_current_user),
) -> SubjectRead:
await _ensure_study_exists(db, study_id)
cra_scope = await get_cra_site_scope(db, study_id, current_user)
if cra_scope and subject_in.site_id not in cra_scope[0]:
raise HTTPException(status_code=status.HTTP_403_FORBIDDEN, detail="权限不足")
try:
subject = await subject_crud.create_subject(db, study_id, subject_in)
except ValueError as exc:
raise HTTPException(status_code=status.HTTP_400_BAD_REQUEST, detail=str(exc)) from exc
await audit_crud.log_action(
db,
study_id=study_id,
entity_type="subject",
entity_id=subject.id,
action="CREATE_SUBJECT",
detail=f"参与者 {subject.subject_no} 已创建",
operator_id=current_user.id,
operator_role=current_user.role,
)
return subject
@router.get(
"/",
response_model=list[SubjectRead],
dependencies=[Depends(require_api_permission("GET:/subjects"))],
)
async def list_subjects(
study_id: uuid.UUID,
site_id: uuid.UUID | None = None,
db: AsyncSession = Depends(get_db_session),
current_user=Depends(get_current_user),
) -> list[SubjectRead]:
await _ensure_study_exists(db, study_id)
cra_scope = await get_cra_site_scope(db, study_id, current_user)
site_ids = cra_scope[0] if cra_scope else None
if site_id and site_ids is not None and site_id not in site_ids:
return []
subjects = await subject_crud.list_subjects(db, study_id, site_id=site_id, site_ids=site_ids)
subject_list = list(subjects)
if not subject_list:
return []
subject_ids = [subject.id for subject in subject_list]
ae_rows = await db.execute(
select(AdverseEvent.subject_id, AdverseEvent.is_sae, AdverseEvent.is_susar).where(
AdverseEvent.study_id == study_id,
AdverseEvent.subject_id.in_(subject_ids),
)
)
ae_flags: dict[uuid.UUID, dict[str, bool]] = {}
for row in ae_rows.all():
sid = row[0]
if not sid:
continue
if sid not in ae_flags:
ae_flags[sid] = {"has_ae": True, "has_sae": False, "has_susar": False}
if row[1]:
ae_flags[sid]["has_sae"] = True
if row[2]:
ae_flags[sid]["has_susar"] = True
result: list[SubjectRead] = []
for subject in subject_list:
data = SubjectRead.model_validate(subject)
flags = ae_flags.get(subject.id, {"has_ae": False, "has_sae": False, "has_susar": False})
data.has_ae = flags["has_ae"]
data.has_sae = flags["has_sae"]
data.has_susar = flags["has_susar"]
result.append(data)
return result
@router.get(
"/{subject_id}",
response_model=SubjectRead,
dependencies=[Depends(require_api_permission("GET:/subjects/{id}"))],
)
async def get_subject(
study_id: uuid.UUID,
subject_id: uuid.UUID,
db: AsyncSession = Depends(get_db_session),
current_user=Depends(get_current_user),
) -> SubjectRead:
await _ensure_study_exists(db, study_id)
subject = await subject_crud.get_subject(db, subject_id)
if not subject or subject.study_id != study_id:
raise HTTPException(status_code=status.HTTP_404_NOT_FOUND, detail="参与者不存在")
cra_scope = await get_cra_site_scope(db, study_id, current_user)
if cra_scope and subject.site_id not in cra_scope[0]:
raise HTTPException(status_code=status.HTTP_403_FORBIDDEN, detail="权限不足")
await _ensure_subject_active(db, subject)
data = SubjectRead.model_validate(subject)
ae_row = await db.execute(
select(AdverseEvent.is_sae, AdverseEvent.is_susar).where(
AdverseEvent.study_id == study_id,
AdverseEvent.subject_id == subject.id,
)
)
ae_flags = {"has_ae": False, "has_sae": False, "has_susar": False}
for row in ae_row.all():
ae_flags["has_ae"] = True
if row[0]:
ae_flags["has_sae"] = True
if row[1]:
ae_flags["has_susar"] = True
data.has_ae = ae_flags["has_ae"]
data.has_sae = ae_flags["has_sae"]
data.has_susar = ae_flags["has_susar"]
return data
@router.patch(
"/{subject_id}",
response_model=SubjectRead,
dependencies=[Depends(require_api_permission("PATCH:/subjects/{id}")), Depends(require_study_not_locked())],
)
async def update_subject(
study_id: uuid.UUID,
subject_id: uuid.UUID,
subject_in: SubjectUpdate,
db: AsyncSession = Depends(get_db_session),
current_user=Depends(get_current_user),
) -> SubjectRead:
await _ensure_study_exists(db, study_id)
subject = await subject_crud.get_subject(db, subject_id)
if not subject or subject.study_id != study_id:
raise HTTPException(status_code=status.HTTP_404_NOT_FOUND, detail="参与者不存在")
cra_scope = await get_cra_site_scope(db, study_id, current_user)
if cra_scope and subject.site_id not in cra_scope[0]:
raise HTTPException(status_code=status.HTTP_403_FORBIDDEN, detail="权限不足")
await _ensure_subject_active(db, subject)
old_status = subject.status
updated = await subject_crud.update_subject(db, subject, subject_in)
# 基线/治疗日期是访视计划的唯一推算基准,不能用入组日期替代。
if updated.baseline_date:
await subject_crud.sync_visits_from_baseline(db, updated)
detail = None
if subject_in.status and subject_in.status != old_status:
detail = f"参与者 {updated.subject_no} 状态 {old_status} -> {subject_in.status}"
await audit_crud.log_action(
db,
study_id=study_id,
entity_type="subject",
entity_id=subject_id,
action="SUBJECT_STATUS_CHANGE" if detail else "UPDATE_SUBJECT",
detail=detail or "参与者已更新",
operator_id=current_user.id,
operator_role=current_user.role,
)
return updated
@router.delete(
"/{subject_id}",
status_code=status.HTTP_204_NO_CONTENT,
dependencies=[Depends(require_api_permission("DELETE:/subjects/{id}")), Depends(require_study_not_locked())],
)
async def delete_subject(
study_id: uuid.UUID,
subject_id: uuid.UUID,
db: AsyncSession = Depends(get_db_session),
current_user=Depends(get_current_user),
) -> None:
await _ensure_study_exists(db, study_id)
subject = await subject_crud.get_subject(db, subject_id)
if not subject or subject.study_id != study_id:
raise HTTPException(status_code=status.HTTP_404_NOT_FOUND, detail="参与者不存在")
cra_scope = await get_cra_site_scope(db, study_id, current_user)
if cra_scope and subject.site_id not in cra_scope[0]:
raise HTTPException(status_code=status.HTTP_403_FORBIDDEN, detail="权限不足")
await subject_crud.delete_subject(db, subject)
await audit_crud.log_action(
db,
study_id=study_id,
entity_type="subject",
entity_id=subject_id,
action="DELETE_SUBJECT",
detail=f"参与者 {subject_id} 已删除",
operator_id=current_user.id,
operator_role=current_user.role,
)